{"id":29305,"date":"2025-09-04T16:15:46","date_gmt":"2025-09-04T21:15:46","guid":{"rendered":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/?page_id=29305"},"modified":"2026-02-19T16:26:31","modified_gmt":"2026-02-19T22:26:31","slug":"roll-ins-transfers","status":"publish","type":"page","link":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/ret\/srp\/roll-ins-transfers\/","title":{"rendered":"Roll Ins &amp; Transfers"},"content":{"rendered":"\n\t\t\t\t\t<div id=\"cfct-build-29305\" class=\"cfct-build grid\">\n\t\t\t\t\t\t<div class=\"row\"><div class=\"col-md-12 cfct-block\">\n\t\t\t<div class=\"cfct-module uwsa-rich-text\">\n\t\t\t\t<div class=\"cfct-mod-content copy\"><p><a class=\"btn btn-primary btn-md\" href=\"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/ret\/srp\/\">Main Page<\/a>\u00a0 \u00a0 \u00a0 \u00a0<a class=\"btn btn-primary btn-md\" href=\"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/ret\/srp\/distributions-and-loans\/\">Distribution &amp; Loans<\/a>\u00a0 \u00a0 \u00a0 <a class=\"btn btn-primary btn-md\" href=\"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/srp-faqs-about-srp\/\">\u00a0 \u00a0FAQs \u00a0 \u00a0 <\/a>\u00a0 \u00a0 \u00a0 \u00a0<a class=\"btn btn-primary btn-md\" href=\"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/ret\/srp\/committee\/\">\u00a0 Committee \u00a0<\/a>\u00a0 \u00a0 \u00a0 \u00a0 \u00a0<a class=\"btn btn-primary btn-md\" href=\"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/ret\/srp\/forms-and-resources\/\">Forms &amp; Resources<\/a><\/p>\n<\/div>\n\t\t\t<\/div>\n\t\t\t<div class=\"cfct-module uwsa-rich-text\">\n\t\t\t\t<div class=\"cfct-mod-content copy\"><h2>Rollovers &amp; Transfers<\/h2>\n<p>If you have funds in an account from a previous employer or you have\u00a0funds with one of our frozen providers, you may benefit from moving that money to a current provider with the UW 403(b) SRP. Consider the following information based on your situation:<\/p>\n<\/div>\n\t\t\t<\/div>\n\t\t\t<div class=\"cfct-module uwsa-tabs-accordions\">\n\t\t\t\t    <div class=\"bs-accordion \">\n            <div class=\"accordion-all-buttons\">\n          <a href=\"#\" class=\"accordions-showall btn btn-primary btn-xs\" role=\"button\" data-panel=\"8fbf7\"><span class=\"uw-resize-full\">Open All<\/span><\/a>\n        <\/div>\n        <div id=\"8fbf7\" class=\"panel-group\">\n        \n            <div class=\"panel panel-default \" id=\"panel_rollover-from-previous-employer-or-ira\">\n    <div class=\"panel-heading\" id=\"heading_rollover-from-previous-employer-or-ira\">\n        <h4 class=\"panel-title\"><button href=\"#rollover-from-previous-employer-or-ira\" data-toggle=\"collapse\" class=\"collapsed panel-link\" aria-expanded=\"false\" aria-controls=\"rollover-from-previous-employer-or-ira\">Rollover From Previous Employer or IRA<\/button><\/h4>    <\/div>\n    <div id=\"rollover-from-previous-employer-or-ira\" class=\"panel-collapse collapse\"  role=\"tabpanel\" aria-labelledby=\"heading_rollover-from-previous-employer-or-ira\" role=\"region\">\n        <div class=\"panel-body copy\">            \n            \n        <p>If you are permitted to withdraw your money from your former plan, you can roll it into an account in the UW 403(b) SRP -- with either TIAA or Fidelity.<\/p><p>Money that you roll in to your UW 403(b) SRP account will be treated like other 403(b) money for all tax purposes, except that you may be allowed to withdraw it before terminating employment or reaching age 59 <span style=\"margin: 0px;color: #333333;line-height: 107%;font-family: 'Open Sans',sans-serif;font-size: 10.5pt\">\u00bd,<\/span> usually with a 10% tax penalty. \u00a0<\/p><p>The UW 403(b) SRP will accept money from 401(a) \"qualified\" plans, 401(k), 403(a), 403(b), 457 governmental deferred compensation plans, and Thrift Savings Plans, as well as from traditional (pre-tax), SEP, and SIMPLE IRAs. Be aware that if you roll your 457 account into a non-457 plan, it becomes subject to the 10% early withdrawal penalty, which could otherwise not apply.<\/p><p>If you decide to roll over a retirement account, elect a direct rollover, in which the money is paid directly to the new plan. Otherwise, 20% of the account will be withheld for income tax.\u00a0<\/p><p>To get started, contact your former plan or employer to get distribution paperwork. You may also need roll-in paperwork from your current UW 403(b) SRP provider.<\/p><p>Note: Roth IRAs can only be rolled into other Roth IRAs by federal regulation.<\/p>                <\/div>\n    <\/div>\n<\/div>\n            <div class=\"panel panel-default \" id=\"panel_transfer-from-a-current-or-frozen-provider\">\n    <div class=\"panel-heading\" id=\"heading_transfer-from-a-current-or-frozen-provider\">\n        <h4 class=\"panel-title\"><button href=\"#transfer-from-a-current-or-frozen-provider\" data-toggle=\"collapse\" class=\"collapsed panel-link\" aria-expanded=\"false\" aria-controls=\"transfer-from-a-current-or-frozen-provider\">Transfer from a Current or Frozen Provider<\/button><\/h4>    <\/div>\n    <div id=\"transfer-from-a-current-or-frozen-provider\" class=\"panel-collapse collapse\"  role=\"tabpanel\" aria-labelledby=\"heading_transfer-from-a-current-or-frozen-provider\" role=\"region\">\n        <div class=\"panel-body copy\">            \n            \n        <p><a id=\"Frozen\"><\/a>You may move your money within the UW 403(b) SRP between current providers - TIAA and Fidelity - or from a frozen provider to a current provider. Since frozen providers no longer accept contributions, you may want to consolidate your account with a current provider. If you don't have an account with either TIAA or Fidelity, sign up before you start the transfer process. To begin the transfer process, call the new provider and ask for a 403(b) transfer request. Complete the form(s) and return them to the new provider. Your new provider is responsible for contacting the old provider and requesting the money.<\/p><p>Exception: If you are transferring money from Ameriprise\/RiverSource or Lincoln you must also use their form. You will also need the new provider's form. Complete both and send them to your new company. Alert your new provider that it must submit the Ameriprise\/RiverSource or Lincoln form.<\/p><p>Below is contact information for the frozen providers (current provider information can be found in the Overview).<\/p><ul><li><a href=\"http:\/\/troweprice.com\" target=\"_blank\" rel=\"noopener\">T. Rowe Price<\/a> (There are no balances remaining with T. Rowe Price.) | (800) 922-9945<\/li><li><a href=\"https:\/\/www.ameriprise.com\" target=\"_blank\" rel=\"noopener\">Ameriprise\/RiverSource Life Insurance<\/a> | MN Home Office (800) 862-7919; Madison (608) 819-0500\u00a0<\/li><li><a href=\"http:\/\/www.lfg.com\/\" target=\"_blank\" rel=\"noopener\">Lincoln National Life Insurance<\/a> | In Madison: (608) 231-2231, Statewide: (800) 967-2046<\/li><li><a href=\"https:\/\/im.bnymellon.com\/us\/en\/index.jsp\" target=\"_blank\" rel=\"noopener\">BNY Mellon (Dreyfus)<\/a>\u00a0| (800) 645-6561<\/li><li><a href=\"https:\/\/www.oneamerica.com\" target=\"_blank\" rel=\"noopener\">AUL (OneAmerica)<\/a>\u00a0| (800) 249-6269<\/li><li><a href=\"https:\/\/www.allspringglobal.com\/\" target=\"_blank\" rel=\"noopener\">Allspring Global<\/a> (formerly Wells Fargo, originally Strong) | (800) 222-8222\u00a0<\/li><li><a href=\"https:\/\/dws.com\/en-us\/\" target=\"_blank\" rel=\"noopener\">DWS (Scudder)<\/a>\u00a0| 800) 728-3337<\/li><li><a href=\"https:\/\/www.securitybenefit.com\/\" target=\"_blank\" rel=\"noopener\">Security Benefit Life<\/a>\u00a0| (800) 888-2461<\/li><\/ul><p>If you would like more information, review <span class=\"doc-icon\"><a class=\"doc-type pdf\" href=\"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/download\/ret\/srp\/Tips-for-Transferring-Funds.pdf\" target=\"_blank\">Tips for Transferring Funds<span class=\"sr-only\"> pdf<\/span><\/a><\/span>\r\n.<\/p>                <\/div>\n    <\/div>\n<\/div>\n            \n    <\/div>\n<\/div>\n\n\n\n\t\t\t<\/div>\n\t\t\t<div class=\"cfct-module cfct-divider\">\n\t\t\t\t<hr class=\"\" \/>\n\t\t\t<\/div>\n\t\t\t<div class=\"cfct-module uwsa-tabs-accordions\">\n\t\t\t\t<h3 class=\"cfct-mod-title \">Contact Information <\/h3>    <div class=\"bs-accordion \">\n        <div id=\"tymwc\" class=\"panel-group\">\n        \n            <div class=\"panel panel-default \" id=\"panel_contact-information\">\n    <div class=\"panel-heading\" id=\"heading_contact-information\">\n        <h4 class=\"panel-title\"><button href=\"#contact-information\" data-toggle=\"collapse\" class=\"collapsed panel-link\" aria-expanded=\"false\" aria-controls=\"contact-information\">Contact Information<\/button><\/h4>    <\/div>\n    <div id=\"contact-information\" class=\"panel-collapse collapse\"  role=\"tabpanel\" aria-labelledby=\"heading_contact-information\" role=\"region\">\n        <div class=\"panel-body copy\">            \n            \n        <h6>UW 403(B) SRP<\/h6><ul><li><a href=\"mailto:uw403b-srp@wisconsin.edu\">uw403b-srp@wisconsin.edu<\/a><\/li><\/ul><h6>Current Providers\u00a0<\/h6><ul><li><a href=\"https:\/\/www.tiaa.org\/public\/tcm\/uw\" target=\"_blank\" rel=\"noopener\">TIAA<\/a> | (800) 842-2776<ul><li>University of Wisconsin TIAA Plan ID Number is 100988<\/li><\/ul><\/li><\/ul><ul><li><a href=\"https:\/\/nb.fidelity.com\/public\/nb\/uofw\/home#\" target=\"_blank\" rel=\"noopener\">Fidelity Investments<\/a> | (800) 343-0860<ul><li>University of Wisconsin Fidelity Plan Number is 82828<\/li><\/ul><\/li><\/ul><h6>Past Providers<\/h6><ul><li><a href=\"http:\/\/troweprice.com\" target=\"_blank\" rel=\"noopener\">T. Rowe Price<\/a> (There are no balances remaining with T. Rowe Price.) | (800) 922-9945<\/li><li><a href=\"https:\/\/www.ameriprise.com\" target=\"_blank\" rel=\"noopener\">Ameriprise\/RiverSource Life Insurance<\/a> | In Madison: (608) 819-0500, National: (800) 862-7191\u00a0<\/li><li><a href=\"http:\/\/www.lfg.com\/\" target=\"_blank\" rel=\"noopener\">Lincoln National Life Insurance<\/a> | In Madison: (608) 231-2231, Statewide: (800) 967-2046<\/li><li><a href=\"https:\/\/im.bnymellon.com\/us\/en\/index.jsp\" target=\"_blank\" rel=\"noopener\">BNY Mellon (Dreyfus)<\/a>\u00a0| (800) 645-6561<\/li><li><a href=\"https:\/\/www.oneamerica.com\" target=\"_blank\" rel=\"noopener\">AUL (OneAmerica)<\/a>\u00a0| (800) 249-6269<\/li><li><a href=\"https:\/\/www.allspringglobal.com\/\" target=\"_blank\" rel=\"noopener\">Allspring Global<\/a> (formerly Wells Fargo, originally Strong) | (800) 222-8222\u00a0<\/li><li><a href=\"https:\/\/dws.com\/en-us\/\" target=\"_blank\" rel=\"noopener\">DWS (Scudder)<\/a> | (800) 728-3337<\/li><li><a href=\"https:\/\/www.securitybenefit.com\/\" target=\"_blank\" rel=\"noopener\">Security Benefit Life<\/a>\u00a0| (800) 888-2461<\/li><\/ul>                <\/div>\n    <\/div>\n<\/div>\n            \n    <\/div>\n<\/div>\n\n\n\n\t\t\t<\/div>\n\t\t\t<div class=\"cfct-module cfct-lastupdate\">\n\t\t\t\t<div class=\"listing-module\"><p><span class=\"item-date\">Updated: 02\/19\/2026<\/span><\/p><\/div>\n\t\t\t<\/div><\/div><\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t","protected":false},"excerpt":{"rendered":"","protected":false},"author":6151,"featured_media":0,"parent":1244,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-29305","page","type-page","status-publish","hentry","cfct-can-haz-build"],"_links":{"self":[{"href":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/wp-json\/wp\/v2\/pages\/29305","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/wp-json\/wp\/v2\/users\/6151"}],"replies":[{"embeddable":true,"href":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/wp-json\/wp\/v2\/comments?post=29305"}],"version-history":[{"count":18,"href":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/wp-json\/wp\/v2\/pages\/29305\/revisions"}],"predecessor-version":[{"id":29318,"href":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/wp-json\/wp\/v2\/pages\/29305\/revisions\/29318"}],"up":[{"embeddable":true,"href":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/wp-json\/wp\/v2\/pages\/1244"}],"wp:attachment":[{"href":"https:\/\/www.wisconsin.edu\/ohrwd\/benefits\/wp-json\/wp\/v2\/media?parent=29305"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}